SEC Form 4 · accession 0001389050-17-000034
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frances Powell Hawes
Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | A | 9,125 | $0.00 | A | 30,645 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.