SEC Form 4 · accession 0001389050-16-000109
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Wayne
Officer — Sr VP, Gen Counsel & Secy
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | F | 2,909 | $11.00 | D | 122,571 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.