SEC Form 5 · accession 0001389050-16-000039
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Bradley Childers
Officer — President and CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 9:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2015 | F | 14,767 | $12.60 | D | 341,464 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 5 corrects the vesting schedule and number of shares withheld for taxes as previously reported on Form 4. The vesting of the restricted stock award is as follows: 33% was fully vested on the date of grant, 33% will vest on November 3, 2016 and 34% will vest on November 3, 2017, subject to continued employment on each applicable vest date. The number of shares withheld for taxes is 14,767 rather than 14,912 as previously reported.