SEC Form 4 · accession 0001140361-15-010681
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Bradley Childers
Officer — President and CEO · Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 1:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | A | 62,011 | $0.00 | A | 163,006 | D | |
| Common Stock | Mar 4, 2015 | F | 4,910 | $31.93 | D | 158,096 | D | |
| Common Stock | holding | — | — | — | 963 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The award represents a grant of restricted stock under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the date of grant, subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice entered into by the issuer and the reporting person.
- F2Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.