SEC Form 5 · accession 0001140361-15-005733
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Edward Rice
Officer — Senior Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 11:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2014 | A | 91 | $0.00 | A | 17,607 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were understated on reporting person's most recent report by 91 shares due to a mathematical error in calculating the number of shares withheld to satisfy the tax withholding obligations associated with the vesting of restricted shares.