SEC Form 4 · accession 0001140361-15-001490
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth R Bickett
Officer — Vice President and Controller
Period of report
Jan 11, 2015
Accepted (ET)
Jan 12, 2015 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2015 | F | 1,167 | $30.78 | D | 13,501 | D | |
| Common StockF2,F3 | Jan 12, 2015 | S | 539 | $29.5812 | D | 12,962 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
- F2This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2014.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.315 to $30.44, inclusive.