SEC Form 4/A · accession 0001721716-19-000018
Kallo Inc. · KALO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rajni Kassett
10% Owner
Period of report
Dec 27, 2017
Accepted (ET)
Mar 6, 2019 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4,F1 | Dec 27, 2017 | P | 1,996,667 | $16,700.12 | A | 19,963,941 | I | Shares owned by spouse. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment to the Form 4 updates total ownership of the reporting shareholder.
- F2On April 18, 2017, the Board of Directors approved a reverse-stock-split of the authorized and outstanding shares of common stock on a 1-for-600 basis. FINRA approved the reverse-stock-split in December 2017. The share data has been updated to effect the reverse-stock-split as presented herein.
- F3FINRA had not approved the reverse-stock-split until December 2017, the reporting shareholder's shares were reduced, when the reverse-stock-split became effective additional post-reverse-stock-split shares were issued to make the reporting shareholder whole, again.
- F4Shares of common stock owned by spouse.