SEC Form 4/A · accession 0001721716-19-000009
Kallo Inc. · KALO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rajni Kassett
10% Owner
Period of report
May 5, 2017
Accepted (ET)
Feb 12, 2019 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2,F3,F4,F1 | May 5, 2017 | P$0 | 3,334 | $0.00 | A | 19,967,274 | I | Shares owned by spouse. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An amendment to the Form 3 (originally filed on February 20, 2015) was filed on February 11, 2019. The amendment to the Form 3, changed the total ownership of the reporting shareholder and corrected an acquisition. An amendment to the Form 4 (originally filed on August 3, 2016) was filed on February 12, 2019. The amendment to the Form 4 filed on February 12, 2019 updated total ownership of the reporting shareholder and corrected an acquisition. An amendment to the Form 4 (originally filed on August 4, 2016) was filed on February 12, 2019. This amendment to the Form 4 updates total ownership of the reporting shareholder. An amendment to the Form 4 (originally filed on January 4, 2018) was filed on February 12, 2019. This amendment to the Form 4 updates total ownership of the reporting shareholder.
- F2On April 18, 2017, the Board of Directors approved a reverse-stock-split of the authorized and outstanding shares of common stock on a 1-for-600 basis. FINRA approved the reverse-stock-split in December 2017. The share data has been updated to effect the reverse-stock-split as presented herein.
- F3FINRA had not approved the reverse-stock-split until December 2017, the reporting shareholder's shares were reduced, when the reverse-stock-split became effective additional post-reverse-stock-split shares were issued to make the reporting shareholder whole, again.
- F4Shares of common stock owned by spouse.