SEC Form 4 · accession 0001477932-17-001548
Spotlight Innovation Inc. · STLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Krohn
Officer — President, COO · Director · 10% Owner
Period of report
Apr 3, 2017
Accepted (ET)
Apr 4, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388486
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 3, 2017 | A | 75,000 | — | A | 1,435,219 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted shares of common stock were issued pursuant to the terms of the Reporting Person's Employment Agreement. This equity award shall be governed by the terms and conditions of the Company's 2016 Equity Incentive Plan and the applicable award agreement.
- F2Includes 80,000 shares of common stock held in the name of Jordan Krohn. The Reporting Person holds voting and dispositive power over the securities held by such individual.