SEC Form 3 · accession 0001477932-17-000090
Spotlight Innovation Inc. · STLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjeev Agarwal
Director
Period of report
Dec 28, 2016
Accepted (ET)
Jan 6, 2017 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388486
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 794,486 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | — | holding | — | — | — | Aug 31, 2016 | Aug 31, 2019 | Common Stock | 75,000 | — | D |
| WarrantsF1 | — | holding | — | — | — | Nov 5, 2016 | Nov 5, 2019 | Common Stock | 30,000 | — | D |
Explanation of responses
- F1The exercise price initially means 110% of the closing bid price of the common stock of the Issuer on the six month anniversary of the date of the original issuance date, as such price may be adjusted from time to time as shall result from the adjustments specified in the Warrant to Purchase Shares of Common Stock owned by the Reporting Person.