SEC Form 4 · accession 0001477932-16-014372
Spotlight Innovation Inc. · STLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Pim
Officer — CFO
Period of report
Dec 23, 2016
Accepted (ET)
Dec 28, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388486
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | J | 125,000 | $0.00 | A | 225,000 | D | |
| Common StockF2 | Jan 2, 2017 | J | 31,250 | $0.00 | A | 256,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted pursuant to the Company's 2016 Equity Incentive Plan.
- F2Pursuant to his employment agreement with the Company, the Reporting Person will be issued 31,250 restricted shares of Common Stock on or about January 2, 2017.