SEC Form 4 · accession 0001225208-17-018379
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Remington
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2017 | M | 4,040 | $17.77 | A | 4,581 | D | |
| Common StockF1 | Dec 5, 2017 | S | 4,040 | $32.68 | D | 541 | D | |
| Common Stock | Dec 6, 2017 | M | 3,200 | $17.77 | A | 3,741 | D | |
| Common StockF2 | Dec 6, 2017 | S | 3,200 | $31.91 | D | 541 | D | |
| Common Stock | Dec 7, 2017 | M | 2,760 | $17.77 | A | 3,301 | D | |
| Common Stock | Dec 7, 2017 | M | 1,600 | $26.41 | A | 4,901 | D | |
| Common StockF3 | Dec 7, 2017 | S | 4,360 | $33.10 | D | 541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.77 | Dec 5, 2017 | M | 4,040 | D | Jun 12, 2013 | Jun 11, 2022 | Common Stock | 4,040 | 5,960 | D |
| Stock Option (right to buy) | $17.77 | Dec 6, 2017 | M | 3,200 | D | Jun 12, 2013 | Jun 11, 2022 | Common Stock | 3,200 | 2,760 | D |
| Stock Option (right to buy) | $17.77 | Dec 7, 2017 | M | 2,760 | D | Jun 12, 2013 | Jun 11, 2022 | Common Stock | 2,760 | 0 | D |
| Stock Option (right to buy) | $26.41 | Dec 7, 2017 | M | 1,600 | D | Jun 14, 2014 | Jun 13, 2023 | Common Stock | 1,600 | 8,400 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.60 to $32.85, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.900 to $31.985, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.26, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.