SEC Form 4 · accession 0001225208-17-008552
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Sawka
Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 25, 2017 | M | 6,250 | $15.00 | A | 9,250 | D | |
| Common StockF1 | Apr 25, 2017 | F | 4,423 | $21.20 | D | 4,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.00 | Apr 25, 2017 | M | 6,250 | D | — | May 15, 2017 | Common Stock | 6,250 | 6,250 | D |
Explanation of responses
- F1Represents shares withheld by the issuer to cover the exercise price upon the exercise of the option.
- F2The option was fully vested on May 15, 2008.