SEC Form 4 · accession 0001225208-17-005573
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Liebeck
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 12,500 | $15.00 | A | 12,500 | D | |
| Common StockF1 | Mar 1, 2017 | F | 11,255 | $16.66 | D | 1,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.00 | Mar 1, 2017 | M | 12,500 | D | — | May 15, 2017 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Represents shares withheld by the issuer to cover the exercise price upon the exercise of the options.
- F2The option was fully vested on May 15, 2008.