SEC Form 4 · accession 0001225208-17-004037
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel James Hallahan
Officer — Senior VP, Global Marketing
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $15.89 | Feb 16, 2017 | A | 23,000 | A | — | Feb 15, 2027 | Common Stock | 23,000 | 23,000 | D |
Explanation of responses
- F1The option vests with respect to 25% of the shares on the first anniversary of the grant date, and an additional 1/48th of the shares vest monthly thereafter.