SEC Form 4 · accession 0001225208-16-034710
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Camille Cutino
Officer — VP, Operations and HR
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2016 | A | 3,000 | $0.00 | A | 9,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $7.87 | Jun 3, 2016 | A | 6,000 | A | — | Jun 2, 2026 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Represents shares of restricted stock granted pursuant to the issuer's 2007 Equity Incentive Plan. The restricted stock vests in four equal annual installments on May 15, 2017, May 15, 2018, May 15, 2019 and May 15, 2020.
- F2The option vests with respect to 25% of the shares on the first anniversary of the grant date, and an additional 1/48th of the shares vest monthly thereafter.