SEC Form 5 · accession 0001225208-15-003756
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hiromitsu Ogawa
Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2014 | G | 183,894 | $0.00 | D | 0 | I | Hiromitsu Ogawa GRAT 2011 |
| Common Stock | holding | — | — | — | 1,212,433 | D | ||
| Common StockF3,F4 | holding | — | — | — | 2,675,214 | I | Ogawa Family Trust dated 7/6/98 | |
| Common StockF4 | holding | — | — | — | 493,927 | I | Ogawa Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Upon termination of the Hiromitsu Ogawa GRAT 2011, on December 8, 2014, 183,894 shares were transferred to the reporting person's children, with the remaining shares being transferred to the Ogawa Family Trust dated 7/6/98 and continue to be reported by the reporting person as indirectly owned.
- F2Reporting Person is Trustee.
- F3On December 8, 2014, 500,000 shares were transferred to the Ogawa Family Trust dated 7/6/98 upon the termination of the Betty Jean Crouch Ogawa GRAT 2011, and 316,106 shares were transferred to such trust upon termination of the Hiromitsu Ogawa GRAT 2011. All of such shares continue to be reported by the reporting person as indirectly owned.
- F4Reporting Person is the Trustee of the Ogawa Family Trust dated 7/6/98, which is the general partner of the Ogawa Limited Partnership.