SEC Form 4 · accession 0001213900-15-001820
Actinium Pharmaceuticals, Inc. · ATNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dragan Cicic
Officer — COO and Chief Medical Officer
Period of report
Feb 21, 2014
Accepted (ET)
Mar 16, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2014 | A | 3,500 | $5.55 | A | 3,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $3.58 | Feb 18, 2015 | A | 35,000 | A | — | Feb 18, 2025 | Common stock | 35,000 | 35,000 | D |
| Options to purchase common stockF1 | $5.55 | Feb 21, 2014 | A | 31,500 | A | — | Feb 21, 2024 | Common stock | 31,500 | 31,500 | D |
Explanation of responses
- F1Pursuant to the terms of the company's Amended and Restated 2013 Stock Plan, 2% of the options shall vest each month from the date of grant.