SEC Form 4/A · accession 0001185185-16-003483
U.S. Stem Cell, Inc. · USRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William P Murphy Jr.
Director · 10% Owner
Period of report
Nov 4, 2015
Accepted (ET)
Jan 15, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2015 | C | 219,155 | $1.69 | A | 283,606 | D | |
| Common StockF1 | Nov 4, 2015 | C | 55,056 | $1.69 | A | 60,227 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain shares were inadvertently omitted from the Form 4 filed on November 23, 2015 due to calculations resulting from the Issuer's reverse split.