SEC Form 4 · accession 0001127602-15-009236
ShoreTel Inc · SHOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Kissner
Director
Period of report
Mar 1, 2015
Accepted (ET)
Mar 2, 2015 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2015 | M | 1,583 | $0.00 | A | 105,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Mar 1, 2015 | M | 1,583 | D | Jun 1, 2013 | — | Common Stock | 1,583 | 1,584 | D |
Explanation of responses
- F1Each RSU represents the right, at settlement, to receive (1) one share of common stock.
- F2RSU grant is fully vested as to 3,166 shares on the date of grant and vests monthly thereafter for the following twenty-two months as long as Mr. Kissner continues to provide services as a board member.