SEC Form 4 · accession 0001127602-15-004394
ShoreTel Inc · SHOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pankaj Malhotra
Officer — SVP of Engineering
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388133
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $4.12 | Feb 3, 2015 | S | 14,000 | D | Jul 8, 2014 | Jul 8, 2023 | Common Stock | 14,000 | 107,787 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $4.12 | Feb 4, 2015 | S | 14,000 | D | Jul 8, 2014 | Jul 8, 2023 | Common Stock | 14,000 | 93,787 | D |
Explanation of responses
- F1The option vests as to 25% on 07/08/2014, and vests as to 1/48th of the shares each month over the next three years thereafter.
- F2The option vests as to 25% on 07/08/2014, and vests as to 1/48th of the shares each month over the next three years thereafter.