SEC Form 4/A · accession 0001214659-18-002479
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roy Reichbach
Officer — President and CEO · Director
Period of report
Mar 24, 2018
Accepted (ET)
Mar 28, 2018 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 24, 2018 | A | 248,656 | $0.00 | A | 1,705,174 | D | |
| Common StockF3 | holding | — | — | — | 5,000,000 | I | By Charles B. Wang Multigenerational 2012 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of performance-based Restricted Stock Unit awards granted in February 2017 that were certified for issuance. The RSUs vest in four equal installments (on the certification date and on each of the first three anniversaries thereof).
- F2Includes 636,492 shares of common stock issuable upon the future vesting of Restricted Stock Unit awards. The reporting person is not entitled to receive the shares of common stock underlying the Restricted Stock Units, and has no rights of a shareholder with respect thereto, prior to vesting.
- F3Mr. Reichbach is the trustee of the Charles B. Wang Multigenerational 2012 Trust and in such capacity has voting and dispositive control with respect to such shares. Mr. Reichbach disclaims beneficial ownership of the shares held by the 2012 Trust.
Remarks
Amendments revises FN1