SEC Form 4/A · accession 0001214659-18-000053
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nancy Li
Officer — Executive Chair · Director · 10% Owner
Period of report
Dec 20, 2017
Accepted (ET)
Jan 2, 2018 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 20, 2017 | A | 60,575 | $0.00 | A | 53,347,653 | I | By spouse |
| Common StockF3 | holding | — | — | — | 42,100,056 | D | ||
| Common StockF4 | holding | — | — | — | 56,040 | I | By trust for benefit of children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents receipt by Ms. Li's spouse of a semi-annual director's fee for the second half of 2017.
- F2Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3Includes 937,500 shares of common stock issuable upon the future vesting of Restricted Stock Unit (RSU) awards. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.
- F4Ms. Li is the trustee for each of two trusts, and her children are the beneficiaries of the trusts.
Remarks
This amendment removes the brackets from footnote 3.