SEC Form 4/A · accession 0001214659-18-000052
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles Wang
Director · 10% Owner
Period of report
Dec 20, 2017
Accepted (ET)
Jan 2, 2018 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2017 | A | 60,575 | $0.00 | A | 14,736,007 | D | |
| Common StockF2,F3 | holding | — | — | — | 42,100,056 | I | By spouse | |
| Common StockF4 | holding | — | — | — | 22,820,650 | I | By AvantaLion LLC | |
| Common StockF5 | holding | — | — | — | 15,534,956 | I | By JK&B Capital V Special Opportunity Fund, L.P. | |
| Common StockF6 | holding | — | — | — | 256,040 | I | By trust for benefit of grandchildren |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual director's fee for the second half of 2017.
- F2Includes 937,500 shares of common stock issuable upon the future vesting of Restricted Stock Unit (RSU) awards. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.
- F3Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- F5JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.
- F6Mr. Wang is the trustee for each of two trusts, and his grandchildren are the beneficiaries of the trusts.
Remarks
This amendment removes the brackets from footnote 2.