SEC Form 4 · accession 0001214659-17-002042
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Christopher Wagner
Officer — EVP, Marketplace Strategy
Period of report
Mar 7, 2017
Accepted (ET)
Mar 17, 2017 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2017 | F | 54,799 | $0.69 | D | 1,942,040 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents closing price of CDN$0.92 on the Toronto Stock Exchange on March 7, 2017, converted to US dollars using the Bank of Canada's closing rate published March 7, 2017 of 0.7454. The number of shares surrendered for purposes of the related withholding tax was calculated based on the market price on the vesting date.
- F2Includes 600,000 shares of common stock issuable upon the future vesting of Restricted Stock Unit (RSU) awards. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.