SEC Form 4/A · accession 0001214659-16-015501
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Richard Hale
Director · 10% Owner
Period of report
Dec 20, 2016
Accepted (ET)
Dec 29, 2016 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2016 | A | 22,476 | $0.00 | A | 97,723 | D | |
| Common StockF2 | holding | — | — | — | 61,731,172 | I | By PCF 1, LLC | |
| Common StockF2 | holding | — | — | — | 1,747,000 | I | By Parallax Capital Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual director's fee for the second half of 2016.
- F2The Reporting Person is the managing member of Parallax Holdings, LLC, which is the general partner of Parallax Capital, L.P., which is the general partner of Parallax Capital Fund, L.P., which is a limited liability company member of PCF 1, LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his indirect control of Parallax Capital Fund, L.P. and PCF 1, LLC. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein.
Remarks
This amendment corrects the amount of securities acquired and the amount of securities beneficially owned following the reported transaction.