SEC Form 4 · accession 0001214659-16-013822
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Christopher Wagner
Officer — EVP, Marketplace Strategy
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 23, 2016 | S | 35,000 | $0.872 | D | 1,980,323 | D | |
| Common StockF1,F2 | Sep 26, 2016 | P | 35,000 | $0.881 | A | 2,015,323 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average purchase price for the reported transactions. The range of prices for such transactions was $0.87 to $0.90. The trades were executed on the Toronto Stock Exchange in Canadian dollars and have been converted to U.S. dollars. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Includes 750,000 shares of common stock issuable upon the future vesting of Restricted Stock Unit (RSU) awards. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.