SEC Form 4 · accession 0001214659-16-010196
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Horngwei Her
Officer — Co-Chief Technology Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common StockF1 | Mar 7, 2016 | A | 600,000 | $0.00 | A | 600,000 | D | |
| Common Stock | holding | — | — | — | 2,781,441 | D | ||
| Common Stock | holding | — | — | — | 6,000 | I | By spouse | |
| Restricted Common StockF2 | holding | — | — | — | 400,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
- F2The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.