SEC Form 4 · accession 0001214659-15-008460
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B Wang
Director · 10% Owner
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2015 | A | 36,891 | $0.00 | A | 13,011,861 | D | |
| Common StockF2 | holding | — | — | — | 22,820,650 | I | By AvantaLion LLC | |
| Common StockF3 | holding | — | — | — | 40,206,096 | I | By spouse | |
| Common StockF4 | holding | — | — | — | 128,020 | I | By trust for benefit of grandchild | |
| Common StockF5 | holding | — | — | — | 15,534,956 | I | By JK&B Capital V Special Opportunity Fund, L.P. | |
| Restricted Common StockF3 | holding | — | — | — | 750,000 | I | By spouse | |
| Common StockF4 | holding | — | — | — | 128,020 | I | By trust for benefit of grandchild |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual director's fee for the second half of 2015.
- F2AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- F3Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
- F5JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.