SEC Form 4 · accession 0001214659-15-006755

NEULION, INC. · NLN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice Chairman · Director · 10% Owner

Period of report

Sep 23, 2015

Accepted (ET)

Sep 24, 2015 · 11:59 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001387713

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F3,F1	Sep 23, 2015	P	92,801	$0.528	A	36,051,660	I	By spouse
Class 3 Preference Shares^F1	holding	—	—		—	6,313,875	I	By spouse
Class 4 Preference Shares^F1	holding	—	—		—	4,035,356	I	By spouse
Common Stock	holding	—	—		—	40,150,056	D
Common Stock^F4	holding	—	—		—	28,020	I	By trust for benefit of child
Common Stock^F4	holding	—	—		—	28,020	I	By trust for benefit of child.
Restricted Common Stock^F5	holding	—	—		—	750,000	D

No Table II lines on this filing.

F1Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2Ms. Li's spouse, Charles B. Wang, the Chairman of the Board of NeuLion, purchased these shares from J. Christopher Wagner, the Executive Vice President, Marketplace Strategy, of NeuLion.
F3The purchase price of each share was Cdn$0.70, which was the closing price of NeuLion's common stock on the Toronto Stock Exchange on September 22, 2015. The price was converted to US dollars using a rate of 0.7543, which was the closing foreign exchange rate of the Bank of Canada on September 22, 2015.
F4Ms. Li is the trustee for the two trusts and her children are the beneficiaries of the trusts.
F5The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years.