SEC Form 4 · accession 0001214659-15-006429
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gabriel Battista
Director
Period of report
Aug 28, 2015
Accepted (ET)
Sep 1, 2015 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2015 | P | 100,000 | $0.6676 | A | 100,000 | I | By The Gabriel A. Battista Revocable Trust Under a Trust dated August 22, 2006 |
| Class 3 Preference Shares | holding | — | — | — | 103,061 | I | By The Gabriel A. Battista Revocable Trust Under a Trust dated August 22, 2006 | |
| Common Stock | holding | — | — | — | 391,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multiple same-way open market purchases effected on the same day within a one dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was between US$.6525 and US$0.6828. The purchase prices were converted to US dollars at an exchange rate of 1.3230 by the broker upon the execution of the trades. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.