SEC Form 4 · accession 0001214659-15-006314
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Parallax Capital Fund, L.P.
10% Owner
PCF 1, LLC
10% Owner
Parallax Capital, L.P.
10% Owner
Parallax Holdings, LLC
10% Owner
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 24, 2015 | P | 194,000 | $0.5674 | A | 1,400,000 | D | |
| Cmmon StockF4,F3 | Aug 25, 2015 | P | 347,000 | $0.5528 | A | 1,747,000 | D | |
| Common StockF1 | holding | — | — | — | 61,731,172 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Solely owned by PCF 1, LLC, who is a member of a "group" with the other signatories hereto for purposes of Section 13(d) of the Exchange Act.
- F2Multiple same-way open market purchases effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the OTCBB, and the purchase price per share for each trade was between $0.5671 and $0.5679. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.
- F3Solely owned by Parallax Capital Fund, L.P., who is a member of a "group" with the other signatories hereto for purposes of Section 13(d) of the Exchange Act.
- F4Multiple same-way open market purchases effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the OTCBB, and the purchase price per share for each trade was between $0.5367 and $0.5599. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.