SEC Form 4/A · accession 0001214659-15-006301
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Parallax Capital Fund, L.P.
10% Owner
PCF 1, LLC
10% Owner
Parallax Capital, L.P.
10% Owner
Parallax Holdings, LLC
10% Owner
Period of report
Aug 19, 2015
Accepted (ET)
Aug 25, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Aug 19, 2015 | P | 29,000 | $0.466 | A | 29,000 | D | |
| Common StockF1,F3 | Aug 20, 2015 | P | 121,500 | $0.5447 | A | 150,500 | D | |
| Common StockF2 | holding | — | — | — | 61,731,172 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multiple same-way open market purchases effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the OTCBB, and the purchase price per share for each trade was between $0.5370 and $0.5683. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.
- F2Solely owned by PCF 1, LLC, who is a member of a "group" with the other signatories hereto for purposes of Section 13(d) of the Exchange Act.
- F3Solely owned by Parallax Capital Fund, LP, who is a member of a "group" with the other signatories for purposes of Section 13(d) of the Exchange Act.