SEC Form 4 · accession 0001214659-15-005884
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Li
Officer — Executive Vice Chairman · Director · 10% Owner
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 9:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 6, 2015 | P | 1,000,000 | $0.6481 | A | 35,958,859 | I | By spouse |
| Class 3 Preference SharesF2 | holding | — | — | — | 6,313,875 | I | By spouse | |
| Class 4 Preference SharesF2 | holding | — | — | — | 4,035,356 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 28,020 | I | By trust for benefit of child. | |
| Common Stock | holding | — | — | — | 40,150,056 | D | ||
| Common StockF3 | holding | — | — | — | 28,020 | I | By trust for benefit of child | |
| Restricted Common StockF4 | holding | — | — | — | 750,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multiple same-way open market purchases effected on the same day within a one dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was between Cdn$0.76 and Cdn$0.90. The purchase prices were converted to US dollars using the Bank of Canada noon exchange rate of 0.7603.
- F2Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Ms. Li is the trustee for the two trusts and her children are the beneficiaries of the trusts.
- F4The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years.