SEC Form 4/A · accession 0001214659-15-005665
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Richard Hale
Director · 10% Owner
Period of report
Jul 27, 2015
Accepted (ET)
Jul 30, 2015 · 10:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2015 | A | 12,465 | $0.00 | A | 12,465 | D | |
| Common StockF2 | holding | — | — | — | 61,731,172 | I | By PCF 1, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11. Semi-annual director's fee for the first half of 2015.
- F2The Reporting Person is the managing member of Parallax Holdings, LLC, which is the general partner of Parallax Capital, L.P., which is the general partner of Parallax Capital Fund, L.P., which is a limited liability company member of PCF 1, LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his indirect control of PCF 1, LLC. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein.
Remarks
This amendment corrects the original filing, in which the 10% Owner box was not checked.