SEC Form 4 · accession 0001214659-15-004174
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Li
Officer — Executive Vice Chairman · Director · 10% Owner
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common StockF1 | May 18, 2015 | A | 750,000 | $0.00 | A | 750,000 | D | |
| Class 3 Preference SharesF2 | holding | — | — | — | 6,313,875 | I | By spouse | |
| Class 4 Preference SharesF2 | holding | — | — | — | 4,035,356 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 28,020 | I | By trust for benefit of child | |
| Common StockF3 | holding | — | — | — | 28,020 | I | By trust for benefit of child. | |
| Common StockF2 | holding | — | — | — | 34,939,727 | I | By spouse | |
| Common Stock | holding | — | — | — | 40,150,056 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted these shares of restricted common stock subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. These shares of restricted common stock vest at a rate of one-quarter of their allotted amount per year over four years.
- F2Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Ms. Li is the trustee for the two trusts and her children are the beneficiaries of the trusts.