SEC Form 4 · accession 0001214659-15-002475
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Christopher Wagner
Officer — EVP, Marketplace Strategy
Period of report
Mar 18, 2015
Accepted (ET)
Mar 24, 2015 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2015 | S | 15,000 | $0.8125 | D | 1,542,054 | D | |
| Common StockF2 | Mar 18, 2015 | S | 20,000 | $0.7963 | D | 1,522,054 | D | |
| Common StockF3 | Mar 18, 2015 | S | 25,000 | $0.7993 | D | 1,497,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multiple same-way open-market sales effected on the same day within a one-dollar price range are reported on this line. These shares were sold over the counter in the United States at prices ranging from $0.806 to $0.814. The price reported in Column 4 is a weighted average price of these sales. The reporting person undertakes to provide NeuLion, Inc., any security holder of NeuLion, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.
- F2Multiple same-way open-market sales effected on the same day within a one-dollar price range are reported on this line. These shares were sold over the counter in the United States at prices ranging from $0.7942 to $0.8030. The price reported in Column 4 is a weighted average price of these sales. The reporting person undertakes to provide NeuLion, Inc., any security holder of NeuLion, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.
- F3Multiple same-way open-market sales effected on the same day within a one-dollar price range are reported on this line. These shares were sold over the counter in the United States at prices ranging from $0.799 to $0.803. The price reported in Column 4 is a weighted average price of these sales. The reporting person undertakes to provide NeuLion, Inc., any security holder of NeuLion, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.