SEC Form 4 · accession 0001214659-15-002356
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Christopher Wagner
Officer — EVP, Marketplace Strategy
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | M | 39,012 | $0.59 | A | 1,557,054 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $0.59 | Mar 16, 2015 | M | 150,000 | D | Apr 19, 2010 | Mar 19, 2015 | Common Stock | 150,000 | 0 | D |
Explanation of responses
- F1Options to purchase 150,000 shares of common stock were exercised on a net basis and Mr. Wagner received 39,012 shares of common stock in connection with such exercise.
- F2The options vested in equal monthly increments over a 48-month period; the first increment vested on April 19, 2010.