SEC Form 4 · accession 0001214659-15-002129
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy E Reichbach
Officer — General Counsel & Corp. Sec. · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 150,000 | $0.59 | A | 503,882 | D | |
| Common StockF2 | holding | — | — | — | 5,000,000 | I | By Charles B. Wang Multigenerational 2012 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $0.59 | Mar 6, 2015 | M | 150,000 | D | — | Mar 19, 2015 | Common Stock | 150,000 | 0 | D |
Explanation of responses
- F1The options vested in equal monthly increments over a 48-month period; the first increment vested on April 19, 2010.
- F2Mr. Reichbach is the trustee of the Charles B. Wang Multigenerational 2012 Trust and in such capacity has voting and dispositive control with respect to such shares. Mr. Reichbach disclaims beneficial ownership of the shares held by the 2012 Trust.