SEC Form 4/A · accession 0001214659-15-000356
NEULION, INC. · NLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Paterson
Officer — Vice Chairman · Director
Period of report
Jun 30, 2014
Accepted (ET)
Jan 16, 2015 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jun 9, 2014 | S | 114,700 | $0.94 | D | 735,300 | I | Paterson Family Trust |
| Common StockF4,F3 | Jun 10, 2014 | S | 38,474 | $0.92 | D | 696,826 | I | Paterson Family Trust |
| Common StockF5,F3 | Jun 12, 2014 | S | 100,000 | $0.97 | D | 596,826 | I | Paterson Family Trust |
| Common StockF6,F3 | Jun 13, 2014 | S | 25,000 | $1.03 | D | 571,826 | I | Paterson Family Trust |
| Common StockF7,F3 | Jun 16, 2014 | S | 120,000 | $1.10 | D | 451,826 | I | Paterson Family Trust |
| Common StockF8,F3 | Jun 18, 2014 | S | 125,000 | $1.20 | D | 326,826 | I | Paterson Family Trust |
| Common StockF9,F3 | Jun 30, 2014 | S | 26,826 | $1.07 | D | 300,000 | I | Paterson Family Trust |
| Common StockF10,F3 | Jul 9, 2014 | S | 25,000 | $1.11 | D | 275,000 | I | Paterson Family Trust |
| Common StockF11,F3 | Aug 22, 2014 | S | 35,000 | $1.05 | D | 240,000 | I | Paterson Family Trust |
| Common StockF12,F3 | Aug 26, 2014 | S | 40,000 | $1.06 | D | 200,000 | I | Paterson Family Trust |
| Common StockF13,F3 | Aug 28, 2014 | S | 50,000 | $1.02 | D | 150,000 | I | Paterson Family Trust |
| Common StockF14 | Sep 23, 2014 | G | 50,000 | $0.98 | D | 8,792,113 | D | |
| Common StockF1,F15 | Sep 23, 2014 | G | 50,000 | $0.98 | A | 85,000 | I | G. Scott Paterson Foundation |
| Common StockF1 | holding | — | — | — | 375,000 | I | Patstar Inc. | |
| Common StockF1 | holding | — | — | — | 341,724 | I | G. Scott Paterson Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Paterson controls this company.
- F10These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.10 to US$1.11, inclusive.
- F11These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.04 to US$1.06, inclusive.
- F12These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.06 to US$1.08, inclusive.
- F13These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.01 to US$1.02, inclusive.
- F14These shares were donated to the G. Scott Paterson Foundation. The closing price per share on that day was CDN$1.08. The price was converted to US dollars at an exchange rate of 0.9034, which was the Bank of Canada closing rate on the date of the donation.
- F15While Mr. Paterson has voting and investment power over the securities held by the Foundation, he does not have a pecuniary interest in, and disclaims beneficial ownership of, all such securities.
- F2These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. These Shares were sold in multiple transactions at a price of US$0.94, inclusive.
- F3While Mr. Paterson does not have voting and investment power over the securities held by the Trust, he does have a pecuniary interest therein.
- F4These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$0.92 to US$0.94, inclusive.
- F5These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$0.95 to US$0.98, inclusive.
- F6These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.02 to US$1.03, inclusive.
- F7These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.07 to US$1.12, inclusive.
- F8These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.18 to US$1.21, inclusive.
- F9These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.07 to US$1.08, inclusive.
Remarks
This Form 4/A is being filed solely to report sales of shares of NeuLion common stock by the Paterson Family Trust that occurred prior to the transactions reported on the original Form 4.