SEC Form 4 · accession 0001387467-19-000002
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike F Chang
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 3, 2019
Accepted (ET)
Jan 4, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Jan 3, 2019 | P | 480 | $9.99 | A | 4,273,197 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2018.
- F2The price reported in Column 4 is the exact price at which all shares were purchased.
- F3Includes an aggregate of 449,246 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, March 15, 2018, and July 1, 2018, which will be issued as such units vest in accordance with their terms.