SEC Form 4 · accession 0001387467-18-000002
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yifan Liang
Officer — CFO and Corp Secretary
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3,F4 | Jan 8, 2018 | S | 15,075 | $17.70 | D | 67,833 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Nov 22, 2017.
- F2The price reported in Column 4 is the exact price at which all shares were sold.
- F3Includes an aggregate of 56,572 shares subject to RSU awards granted on March 17, 2014, August 15, 2014, March 16, 2015, March 15, 2016, and March 15, 2017, which will be issued as such units vest in accordance with their terms.
- F4Reflects 814 shares acquired under the Issuer's Employee Stock Purchase Plan on Nov 14, 2017.