SEC Form 4 · accession 0001387467-17-000076
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Pfeiffer
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 12:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Nov 8, 2017 | A | 5,771 | $0.00 | A | 21,906 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the Issuer's common shares underlying restricted share units (RSUs) awarded to the Reporting Person for service on the board of directors pursuant to the Issuer automatic grant program for non-employee directors. The RSUs will vest in four (4) successive equal quarterly installments upon the Reporting Person's completion of each quarter of Board service following the grant date.
- F2Includes 1,129 shares subject to restricted share unit awards granted on November 9, 2016 which will be issued as such units vest in accordance with their terms.