SEC Form 4 · accession 0001387467-17-000054
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yifan Liang
Officer — CFO and Corp Secretary
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Aug 15, 2017 | F | 188 | $15.46 | D | 82,094 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted share units (RSU) granted on August 15, 2014.
- F2Includes an aggregate of 56,572 shares subject to RSU awards granted on March 17, 2014, August 15, 2014, March 16, 2015, March 15, 2016, and March 15, 2017, which will be issued as such units vest in accordance with their terms.
- F3Reflects 852 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2017.