SEC Form 4 · accession 0001387467-17-000023
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Kuang Ming Chang
Officer — Senior VP of Marketing
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common ShareF1,F2 | Feb 14, 2017 | F | 256 | $21.48 | D | 40,062 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted share units (RSU) granted on February 14, 2013.
- F2Includes an aggregate of 38,033 shares subject to RSU awards granted on March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.