SEC Form 4 · accession 0001387467-16-000193
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Kuang Ming Chang
Officer — Senior VP of Marketing
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common ShareF1,F2,F3,F4 | Jul 13, 2016 | S | 2,070 | $14.50 | D | 39,443 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
- F2The price reported in Column 4 is the exact price at which all shares were sold.
- F3Includes an aggregate of 38,617 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
- F4Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2016, which were being sold as reported in this Form 4.