SEC Form 4 · accession 0001387467-16-000150
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yueh-Se Ho
Officer — Chief Operating Officer · Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Mar 15, 2016 | F | 3,301 | $11.70 | D | 315,603 | D | |
| Common SharesF3,F2 | Mar 15, 2016 | A | 22,235 | $0.00 | A | 337,838 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the Issuer's tax withholding obligation upon the annual vesting of restricted share units (RSU) granted on March 17, 2014 and March 16, 2015.
- F2Includes an aggregate of 23,262 shares subject to RSU awards granted on April 26, 2012, February 14, 2013, March 17, 2014, and March 16, 2015, which will be issued as such units vest in accordance with their terms.
- F3The RSU's shall vest in equal annual installments over four (4) years from March 15, 2016, provided that the Reporting Person remains in the Issuer's service through each such vesting date.