SEC Form 4 · accession 0001387467-16-000139
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yueh-Se Ho
Officer — Chief Operating Officer · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 16, 2016 | F | 497 | $11.34 | D | 318,904 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted share units (RSU) granted on February 14, 2013.
- F2Includes an aggregate of 31,262 shares subject to RSU awards granted on April 26, 2012, February 14, 2013, March 17, 2014, and March 16, 2015, which will be issued as such units vest in accordance with their terms.