SEC Form 4 · accession 0001387467-15-000127
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Kuang Ming Chang
Officer — Senior VP of Marketing
Period of report
Dec 28, 2015
Accepted (ET)
Dec 29, 2015 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common ShareF1,F2 | Dec 28, 2015 | F | 54 | $9.39 | D | 25,971 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted share units (RSU) granted on April 26, 2012.
- F2Includes (i) an aggregate of 23,362 shares subject to RSU awards granted on April 26, 2012, February 14, 2013, March 17, 2014, and March 16, 2015, which will be issued as those units vest in accordance with their terms and (ii) 875 shares acquired under the Issuer's Employee Share Purchase Plan on Nov 14, 2015.