SEC Form 4 · accession 0001387467-15-000120
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Kuang Ming Chang
Officer — Senior VP of Marketing
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common ShareF1,F2 | Nov 17, 2015 | F | 367 | $9.16 | D | 25,150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted share units (RSU) granted on November 17, 2010.
- F2Includes an aggregate of 23,508 shares subject to RSU awards granted on April 26, 2012, February 14, 2013, March 17, 2014 and March 16, 2015, which will be issued as such units vest in accordance with their terms.